Graduate Certificate in Financial Regulatory Compliance Overview Drexel’s Graduate Certificate in Financial Regulatory Compliance focuses on financial regulatory structure and the industry’s extensive compliance requirements. It is designed for those who seek careers managing mutual funds, hedge funds, and other investments.Courses cover auditing, investigating, reporting, and risk assessment, as well as regulations for investment advisors and companies, preparing you for in-demand compliance positions at both large and small financial institutions.Drexel also offers a Master of Legal Studies with a concentration in Financial Regulatory Compliance.Program FeaturesAvailable entirely online, with courses taught by award-winning professors from Drexel University's Thomas R. Kline School of LawCoursework malleable to your professional goalsSpecial tuition plans for employees and members of partner organizationsOnline Open HouseView the recording of our Legal Studies Online Open House to learn more about our programs and find out why Drexel is the right choice for you.State restrictions may apply to some programs. Learn more. Curriculum Required Courses LSTU 501SCompliance Skills: Auditing, Investigation and Reporting 3.0LSTU 507SRisk Assessment and Management 3.0LSTU 700SBusiness Organizations3.0Choose three of the following courses:9.0LAW 734S Legal Regulation of Investment Advisers LAW 735SLegal Regulation of Investment Companies LAW 736SBroker/Dealer Regulation LAW 737SBanking Law Total Credits18.0 Admissions Criteria A bachelor's degree from a regionally accredited institutionRequired DocumentsWith multiple ways to submit documents, Drexel makes it easy to complete your application. Learn more by visiting our Completing Your Application Guide.A completed applicationOfficial transcripts from all universities or colleges and other post-secondary educational institutions (including trade schools) attended ResumeAdditional requirements for International Students Tuition The tuition rate for the academic year 2016-2017 is $1176 per credit. This rate applies only to new online students. Students being readmitted to Drexel University must contact applyDUonline@drexel.edu within the first two weeks of the term to request tuition savings for which they qualify. This program is not eligible for Financial Aid. Special tuition rates available for Drexel University Alumni, Military members, and members of our Partner Organizations. Special rates cannot be combined. If you qualify for more than one special rate, you'll be given the one with the largest savings. When receiving special tuition plans with Drexel University Online, you may not combine them with other tuition benefits that may be available from Drexel University. Academic Calendar 2016 - 2017 Academic Year Term Classes Begin Classes End Fall 2016 August 22, 2016 December 15, 2016 Spring 2017 January 9, 2017 May 5, 2017 Summer 2017 May 22, 2017 July 28, 2017 2017 - 2018 Academic Year Term Classes Begin Classes End Fall 2017 August 21, 2017 December 14, 2017 Spring 2018 January 8, 2018 May 4, 2018 Summer 2018 May 21, 2018 August 3, 2018 Apply today for the Graduate Certificate in Financial Regulatory Compliance Apply now to begin your application for obtaining a Drexel degree online! or Any problems? Find help or contact us.