Financial Regulatory Compliance Certificate

Overview

Drexel’s Graduate Certificate in Financial Regulatory Compliance focuses on financial regulatory structure and the industry’s extensive compliance requirements. It is designed for those who seek careers managing mutual funds, hedge funds, and other investments.

Courses cover auditing, investigating, reporting, and risk assessment, as well as regulations for investment advisors and companies, preparing you for in-demand compliance positions at both large and small financial institutions.

Drexel also offers a Master of Legal Studies with a concentration in Financial Regulatory Compliance.

Program Features

Available entirely online, with courses taught by award-winning professors from Drexel University's Thomas R. Kline School of Law
Coursework malleable to your professional goals
Special tuition plans for employees and members of partner organizations

Online Open House

View the recording of our Legal Studies Online Open House to learn more about our programs and find out why Drexel is the right choice for you.

State restrictions may apply to some programs. Learn more.

Curriculum

Required Courses
LSTU 501S	Compliance Skills: Auditing, Investigation and Reporting	3.0
LSTU 507S	Risk Assessment and Management	3.0
LSTU 700S	Business Organizations	3.0
Choose three of the following courses:		9.0
LAW 734S	Legal Regulation of Investment Advisers
LAW 735S	Legal Regulation of Investment Companies
LAW 736S	Broker/Dealer Regulation
LAW 737S	Banking Law
Total Credits		18.0

Admissions Criteria

A bachelor's degree from a regionally accredited institution

Required Documents

With multiple ways to submit documents, Drexel makes it easy to complete your application. Learn more by visiting our Completing Your Application Guide.

A completed application
Official transcripts from all universities or colleges and other post-secondary educational institutions (including trade schools) attended
Resume
Additional requirements for International Students

Tuition

The tuition rate for the academic year 2017-2018 is $1200 per credit.

This rate applies only to new online students.
- Students being readmitted to Drexel University must contact applyDUonline@drexel.edu within the first two weeks of the term to request tuition savings for which they qualify.
This program is not eligible for Financial Aid.
Special tuition rates available for Drexel University Alumni, Military members, and members of our Partner Organizations.
Special rates cannot be combined. If you qualify for more than one special rate, you'll be given the one with the largest savings.
When receiving special tuition plans with Drexel University Online, you may not combine them with other tuition benefits that may be available from Drexel University.

Academic Calendar

2016 - 2017 Academic Year

Term	Classes Begin	Classes End
Fall 2016	August 22, 2016	December 15, 2016
Spring 2017	January 9, 2017	May 5, 2017
Summer 2017	May 22, 2017	July 28, 2017

2017 - 2018 Academic Year

Term	Classes Begin	Classes End
Fall 2017	August 21, 2017	December 14, 2017
Spring 2018	January 8, 2018	May 4, 2018
Summer 2018	May 21, 2018	August 3, 2018

Apply today for the Graduate Certificate in Financial Regulatory Compliance

Apply now to begin your application for obtaining a Drexel degree online!

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