Graduate Certificate in Financial Regulatory Compliance Overview Drexel’s Graduate Certificate in Financial Regulatory Compliance focuses on financial regulatory structure and the industry’s extensive compliance requirements. It is designed for those who seek careers managing mutual funds, hedge funds, and other investments.Courses cover auditing, investigating, reporting, and risk assessment, as well as regulations for investment advisors and companies, preparing you for in-demand compliance positions at both large and small financial institutions.Drexel also offers a Master of Legal Studies with a concentration in Financial Regulatory Compliance.Program FeaturesAvailable entirely online, with courses taught by award-winning professors from Drexel University's Thomas R. Kline School of LawCoursework malleable to your professional goalsSpecial tuition plans for employees and members of partner organizationsOnline Open HouseJoin us on Tuesday, October 24th from 7 - 8 p.m. EST to learn more about our online Legal Studies programs and have your questions answered by a Drexel representative. Register Today!View the recording of a previous open house.State restrictions may apply to some programs. Learn more. Curriculum Required Courses LSTU 501SCompliance Skills: Auditing, Investigation, and Reporting 3.0LSTU 507SRisk Assessment and Management 3.0LAW 700SBusiness Organizations3.0Choose three of the following courses:9.0LAW 734S Legal Regulation of Investment Advisers LAW 735SLegal Regulation of Investment Companies LAW 736SBroker/Dealer Regulation LAW 737SBanking Law Total Credits18.0 Admissions Criteria A bachelor's degree from a regionally accredited institutionRequired DocumentsWith multiple ways to submit documents, Drexel makes it easy to complete your application. Learn more by visiting our Completing Your Application Guide.A completed applicationOfficial transcripts from all universities or colleges and other post-secondary educational institutions (including trade schools) attended ResumeAdditional requirements for International Students Tuition The tuition rate for the academic year 2017-2018 is $1200 per credit. This program is not eligible for Financial Aid. Special tuition rates available for Drexel University Alumni, Military members, and members of our Partner Organizations. These rates apply only to new online students and students being readmitted. All students must contact applyDUonline@drexel.edu within the first two weeks of the term to request tuition savings for which they qualify. Special rates cannot be combined. If you qualify for more than one special rate, you'll be given the one with the largest savings. When receiving special tuition plans with Drexel University Online, you may not combine them with other tuition benefits that may be available from Drexel University. Academic Calendar 2017 - 2018 Academic Year Term Classes Begin Classes End Fall 2017 August 21, 2017 December 14, 2017 Spring 2018 January 8, 2018 May 4, 2018 Summer 2018 May 21, 2018 August 3, 2018 Apply today for the Graduate Certificate in Financial Regulatory Compliance Apply now to begin your application for obtaining a Drexel degree online! or Previously enrolled at Drexel? Learn more about readmission. Any problems? Find help or contact us.