<iframe src="//www.googletagmanager.com/ns.html?id=GTM-TJCKC2" height="0" width="0" style="display:none;visibility:hidden"></iframe> Financial Regulatory Compliance Certificate | Drexel Online

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  • Graduate Certificate in Financial Regulatory Compliance

    Drexel University Kline School of Law’s Graduate Certificate in Financial Regulatory Compliance focuses on financial regulatory structure and the industry’s extensive compliance requirements. It is designed for those who seek careers managing mutual funds, hedge funds, and other investments.

    Courses cover auditing, investigating, reporting, and risk assessment, as well as regulations for investment advisors and companies, preparing you for in-demand compliance positions at both large and small financial institutions.

    Drexel also offers a Master of Legal Studies with a concentration in Financial Regulatory Compliance.

    Program Features

    • Available entirely online, with courses taught by award-winning professors from Drexel University's Thomas R. Kline School of Law
    • Coursework malleable to your professional goals
    • Special tuition plans for employees and members of partner organizations
    • Utilize the Kline Graduate Programs Virtual Career Office which is dedicated to helping you reach your career goals via access to job postings, a virtual career classroom, and one-on-one coaching with faculty and alumni
    • Beginning in the Fall of 2022, the Kline School of Law’s fully online degree and certificate programs will be offered on the 10-week Quarter system and will no longer be offered on the 14-week Semester system. Students who start before Fall 2022 will transfer their credits to the quarter program. For questions, please contact lawadmissions@drexel.edu.

    Archived Webinar


    State restrictions may apply to some programs.

    Curriculum

    This program is organized into four 10-week quarters per year (as opposed to the traditional two semester system) which means you can take more courses in a shorter time period. One semester credit is equivalent to 1.5 quarter credits.

    Beginning in the Fall of 2022, the Kline School of Law’s fully online degree and certificate programs will no longer be offered on the 14-week Semester system. Students who start before Fall 2022 will transfer their credits to the quarter program. For questions, please contact lawadmissions@drexel.edu.

    Required Courses
    LSTU 551 Compliance Skills: Auditing, Investigation & Reporting 4.0
    LSTU 554 Risk Assessment and Management 4.0
    Choose three: 12.0
    LSTU 649
    Foundations of Financial Regulation
    LSTU 650
    Legal Regulation of Global Financial Crimes
    LSTU 651
    Legal Regulation of Investment Advisers
    LSTU 652
    Legal Regulation of Investment Companies
    LSTU 653
    Broker/Dealer Regulation
    LSTU 654
    Banking Law
    Total Credits 20.0

    View Course Descriptions

    Admissions Criteria

    • A bachelor's degree from a regionally accredited institution

    Required Documents

    With multiple ways to submit documents, Drexel makes it easy to complete your application. Learn more by visiting our Completing Your Application Guide.

    • A completed application
    • Official transcripts from all universities or colleges and other post-secondary educational institutions (including trade schools) attended 
    • Resume
    • Additional requirements for International Students

    Tuition

    The tuition rate for the academic year 2024-2025 is $945 per credit.

    The Thomas R. Kline School of Law online graduate programs have recently switched to a quarter calendar schedule. The tuition rate reflected above is now per quarter credit.

    For the academic year 2024-2025, students enrolled in an online graduate academic program will be charged a graduate online program fee of $125 per year.

    • This program is not eligible for Financial Aid.
    • Special tuition rates available for Drexel University AlumniMilitary members, and members of our Partner Organizations.
      • These rates apply only to new online students and students being readmitted.
      • These rates apply only to fully online courses. Hybrid or on-campus courses may have different rates.
      • Tuition rates are subject to increase with the start of each academic year in the fall term.
      • All students must contact applyDUonline@drexel.edu within the first two weeks of the term to request tuition savings for which they qualify.
      • Special rates cannot be combined. If you qualify for more than one special rate, you'll be given the one with the largest savings.
      • When receiving special tuition plans with Drexel University Online, you may not combine them with other tuition benefits that may be available from Drexel University.

     

    Academic Calendar

    2023-2024 Academic Year

    Term

    Classes Begin

    Classes End

    Exams Begin

    Exams End

    Fall 2023

    September 26, 2023

    December 9, 2023

    December 11, 2023

    December 16, 2023

    Winter 2024

    January 8, 2024

    March 16, 2024

    March 18, 2024

    March 23, 2024

    Spring 2024

    April 1, 2024

    June 8, 2024

    June 10, 2024

    June 15, 2024

    Summer 2024

    June 24, 2024

    August 31, 2024

    September 3, 2024

    September 7, 2024

     

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